| 1. Purpose and scope | Why the policy exists and who it covers: employees, partners, contractors | This policy covers anyone doing work for the firm. |
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| 2. Approved tools and accounts | The tools staff may use, and a ban on personal accounts for client work | Use only the office AI and tools on the approved list. |
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| 3. Permitted and prohibited uses | Tasks allowed, tasks needing approval, tasks banned | AI may draft. It may not decide on hiring or send anything to a client unreviewed. |
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| 4. Data rules | What may be entered, by class, and what never may | Never paste passwords or client identifiers into cloud tools. |
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| 5. Confidentiality and disclosure | Client confidentiality, and when to tell clients, courts or regulators that AI was used | Ask the partner before using AI on a matter that needs client consent. |
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| 6. Accuracy and human review | Check cited sources, name a reviewer, require sign-off for external output | The person who sends the work owns it. |
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| 7. Records and retention | What is logged, who can read it, how long it is kept and how to delete it | Working chats are deleted on the schedule in the retention table. |
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| 8. Roles and accountability | Owner, administrator, sponsor and privacy contact | Questions go to the AI owner. |
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| 9. Training | Who is trained, when, and how it is refreshed | Everyone completes the induction session in their first week. |
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| 10. Incidents and errors | What to report, to whom and how fast, with no blame | Report any wrong output that left the office, or data pasted by mistake, the same day. |
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| 11. Vendors and third parties | How tools are approved; contracts, data location, remote access | New AI tools need approval and a review of where data goes. |
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| 12. Review and exceptions | The review date, and how exceptions are requested and recorded | The policy is reviewed every year and after any incident. |
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